{"id":1049,"date":"2022-11-25T15:56:18","date_gmt":"2022-11-25T15:56:18","guid":{"rendered":"https:\/\/gonrsprod.wpenginepowered.com\/%e6%b3%95%e5%be%8b\/%e9%81%b5%e5%ae%88sec%e7%9a%84%e8%a7%84%e5%ae%9a\/"},"modified":"2026-07-30T16:12:07","modified_gmt":"2026-07-30T16:12:07","slug":"%e9%81%b5%e5%ae%88sec%e7%9a%84%e8%a7%84%e5%ae%9a","status":"publish","type":"page","link":"https:\/\/go.netroadshow.com\/zh-hans\/%e6%b3%95%e5%be%8b\/%e9%81%b5%e5%ae%88sec%e7%9a%84%e8%a7%84%e5%ae%9a\/","title":{"rendered":"\u9075\u5b88SEC\u7684\u89c4\u5b9a"},"content":{"rendered":"\n<div class=\"et_pb_section_0 et_pb_section et_section_regular et_block_section et_animated\"><div class=\"et_pb_row_0 et_pb_row et_block_row\"><div class=\"et_pb_column_0 et_pb_column et_pb_column_4_4 et-last-child et_block_column et_pb_css_mix_blend_mode_passthrough\"><div class=\"et_pb_text_0 et_pb_text et_pb_bg_layout_dark et_pb_module et_block_module\"><div class=\"et_pb_text_inner\"><h1>\u9075\u5b88SEC\u7684\u89c4\u5b9a<\/h1>\n<\/div><\/div><div class=\"et_pb_text_1 et_pb_text et_pb_bg_layout_dark et_pb_module et_block_module\"><div class=\"et_pb_text_inner\"><p>\u6211\u4eec\u6301\u7eed\u5730\u76d1\u6d4b\u548c\u5ba1\u67e5\u53ef\u80fd\u5f71\u54cd\u6211\u4eec\u670d\u52a1\u7684\u7f8e\u56fd\u8bc1\u5238\u4ea4\u6613\u59d4\u5458\u4f1a(SEC)\u548c\u56fd\u9645\u6cd5\u89c4\u3002<\/p>\n<\/div><\/div><\/div><\/div><\/div><div class=\"et_pb_section_1 et_pb_section et_section_regular et_block_section\"><div class=\"et_pb_row_1 et_pb_row et_pb_equal_columns et_block_row et_animated\"><div class=\"et_pb_column_1 et_pb_column et_pb_column_1_2 et_block_column et_pb_css_mix_blend_mode_passthrough\"><div class=\"et_pb_image_0 et_pb_image et_animated et_pb_module et_block_module\"><span class=\"et_pb_image_wrap\"><img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-correspondence.png\" width=\"600\" height=\"600\" srcset=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-correspondence.png 600w, https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-correspondence-480x480.png 480w\" sizes=\"(min-width: 0px) and (max-width: 480px) 480px, (min-width: 481px) 600px, 100vw\" class=\"wp-image-391\" alt=\"SEC correspondence image\" title=\"SEC-correspondence\" \/><\/span><\/div><\/div><div class=\"et_pb_column_2 et_pb_column et_pb_column_1_2 et-last-child et_block_column et_pb_css_mix_blend_mode_passthrough\"><div class=\"et_pb_text_2 et_pb_text et_pb_bg_layout_dark et_animated et_pb_module et_block_module\"><div class=\"et_pb_text_inner\"><h2>\u7f8e\u56fd\u8bc1\u5238\u4ea4\u6613\u59d4\u5458\u4f1a\u548c\u76d1\u7ba1\u673a\u6784\u7684\u901a\u4fe1<\/h2>\n<\/div><\/div><div class=\"et_pb_divider_0 et_pb_divider et_pb_space et_pb_divider_position_top et_animated et_pb_module\"><div class=\"et_pb_divider_internal\"><\/div><\/div><div class=\"et_pb_text_3 et_pb_text et_pb_bg_layout_light et_animated et_pb_module et_block_module\"><div class=\"et_pb_text_inner\"><p>1996\u5e74\u521d\uff0cNetRoadshow\u4e0e\u7f8e\u56fd\u8bc1\u5238\u4ea4\u6613\u59d4\u5458\u4f1a\uff08SEC\uff09\u5408\u4f5c\uff0c\u83b7\u5f97\u4e86\u5728\u4e25\u683c\u51c6\u5219\u4e0b\u63d0\u4f9b\u7535\u5b50\u8def\u6f14\u7684\u8bb8\u53ef\u3002 1997\u5e747\u6708\uff0cNetRoadshow\u662f\u7b2c\u4e00\u4e2a\u83b7\u5f97\u7f8e\u56fd\u8bc1\u5238\u4ea4\u6613\u59d4\u5458\u4f1a\u8bb8\u53ef\u7684\u516c\u53f8\uff0c\u4ee5\u7f8e\u56fd\u8bc1\u5238\u4ea4\u6613\u59d4\u5458\u4f1a\u65e0\u884c\u52a8\u51fd\u7684\u5f62\u5f0f\uff0c\u5728\u4e92\u8054\u7f51\u4e0a\u63d0\u4f9b\u6570\u5b57\u8def\u6f14\u3002<\/p>\n<p>2004\u5e74\uff0cNetRoadshow\u5f00\u59cb\u4e0eSEC\u5bc6\u5207\u5408\u4f5c\uff0c\u4fee\u8ba2\u7535\u5b50\u8def\u6f14\u7684\u65b9\u6cd5\u3002 \u65b0\u6761\u4f8b\uff08\u7b2c433\u6761\uff09\u4e8e2005\u5e7412\u6708\u751f\u6548\u3002 NetRoadshow\u8fd8\u4e0e\u8bbe\u5728\u4f26\u6566\u7684\u91d1\u878d\u884c\u4e3a\u7ba1\u7406\u5c40\uff08FCA\uff09\u4ee5\u53ca\u9999\u6e2f\u548c\u65e5\u672c\u7684\u884c\u4e1a\u5b98\u5458\u5408\u4f5c\u3002<\/p>\n<\/div><\/div><div class=\"et_pb_image_1 et_pb_image et_animated et_pb_module et_block_module\"><span class=\"et_pb_image_wrap\"><img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-correspondence.png\" width=\"600\" height=\"600\" srcset=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-correspondence.png 600w, https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-correspondence-480x480.png 480w\" sizes=\"(min-width: 0px) and (max-width: 480px) 480px, (min-width: 481px) 600px, 100vw\" class=\"wp-image-391\" alt=\"SEC correspondence image\" title=\"SEC-correspondence\" \/><\/span><\/div><\/div><\/div><\/div><div class=\"et_pb_section_2 et_pb_section et_section_regular et_block_section\"><div class=\"et_pb_row_2 et_pb_row et_block_row\"><div class=\"et_pb_column_3 et_pb_column et_pb_column_4_4 et-last-child et_block_column et_pb_css_mix_blend_mode_passthrough\"><div class=\"et_pb_text_4 et_pb_text et_pb_bg_layout_light et_animated et_pb_module et_block_module\"><div class=\"et_pb_text_inner\"><p>\u4e0b\u9762\u5217\u51fa\u4e86\u9002\u7528\u4e8e\u6211\u4eec\u670d\u52a1\u7684\u8bc1\u76d1\u4f1a\u4fe1\u51fd\u548c\u89c4\u5219\u7684\u94fe\u63a5\u3002<\/p>\n<\/div><\/div><\/div><\/div><div class=\"et_pb_row_3 et_pb_row et_block_row\"><div class=\"et_pb_column_4 et_pb_column et_pb_column_1_2 et_block_column et_pb_css_mix_blend_mode_passthrough\" id=\"No-Action\"><div class=\"et_pb_image_2 et_pb_image et_animated et_pb_module et_block_module\"><span class=\"et_pb_image_wrap\"><img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-Adherence.svg\" width=\"150\" height=\"149\" srcset=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-Adherence.svg 150w\" class=\"wp-image-255\" alt=\"SEC Adherence icon image\" title=\"\u9075\u5b88SEC\u7684\u89c4\u5b9a\" \/><\/span><\/div><div class=\"et_pb_text_5 et_pb_text et_pb_bg_layout_light et_animated et_pb_module et_block_module\"><div class=\"et_pb_text_inner\"><h2>\u539f\u59cb\u7684 \"\u4e0d\u91c7\u53d6\u884c\u52a8 \"\u4fe1<\/h2>\n<\/div><\/div><div class=\"et_pb_divider_1 et_pb_divider et_pb_space et_pb_divider_position_top et_animated et_pb_module\"><div class=\"et_pb_divider_internal\"><\/div><\/div><div class=\"et_pb_text_6 et_pb_text et_pb_bg_layout_light et_animated et_pb_module et_block_module et_pb_text_align_center\"><div class=\"et_pb_text_inner\"><p>1997\u5e749\u67088\u65e5<\/p>\n<\/div><\/div><div class=\"et_pb_module et_pb_button_module_wrapper et_pb_button_0_wrapper\"><a class=\"et_pb_button_0 et_pb_button et_pb_bg_layout_light et_animated et_pb_module et_block_module\" href=\"https:\/\/21628302.fs1.hubspotusercontent-na1.net\/hubfs\/21628302\/SEC%20Letters\/09-08-97.pdf\" target=\"_blank\" data-icon=\"E\">\u4e0b\u8f7d<\/a><\/div><\/div><div class=\"et_pb_column_5 et_pb_column et_pb_column_1_2 et-last-child et_block_column et_pb_css_mix_blend_mode_passthrough\" id=\"QIB\"><div class=\"et_pb_image_3 et_pb_image et_animated et_pb_module et_block_module\"><span class=\"et_pb_image_wrap\"><img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-Adherence.svg\" width=\"150\" height=\"149\" srcset=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-Adherence.svg 150w\" class=\"wp-image-255\" alt=\"SEC Adherence icon image\" title=\"\u9075\u5b88SEC\u7684\u89c4\u5b9a\" \/><\/span><\/div><div class=\"et_pb_text_7 et_pb_text et_pb_bg_layout_light et_animated et_pb_module et_block_module\"><div class=\"et_pb_text_inner\"><h2>\u5408\u683c\u673a\u6784\u8d2d\u4e70\u8005\uff08QIB\uff09<\/h2>\n<\/div><\/div><div class=\"et_pb_divider_2 et_pb_divider et_pb_space et_pb_divider_position_top et_animated et_pb_module\"><div class=\"et_pb_divider_internal\"><\/div><\/div><div class=\"et_pb_text_8 et_pb_text et_pb_bg_layout_light et_pb_module et_block_module et_pb_text_align_center\"><div class=\"et_pb_text_inner\"><p>1998\u5e741\u670830\u65e5<\/p>\n<\/div><\/div><div class=\"et_pb_module et_pb_button_module_wrapper et_pb_button_1_wrapper\"><a class=\"et_pb_button_1 et_pb_button et_pb_bg_layout_light et_animated et_pb_module et_block_module\" href=\"https:\/\/21628302.fs1.hubspotusercontent-na1.net\/hubfs\/21628302\/SEC%20Letters\/01-30-98.pdf\" target=\"_blank\" data-icon=\"E\">\u4e0b\u8f7d<\/a><\/div><\/div><\/div><div class=\"et_pb_row_4 et_pb_row et_block_row\"><div class=\"et_pb_column_6 et_pb_column et_pb_column_1_2 et_block_column et_pb_css_mix_blend_mode_passthrough\" id=\"Offering-Reform\"><div class=\"et_pb_image_4 et_pb_image et_animated et_pb_module et_block_module\"><span class=\"et_pb_image_wrap\"><img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-Adherence.svg\" width=\"150\" height=\"149\" srcset=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-Adherence.svg 150w\" class=\"wp-image-255\" alt=\"SEC Adherence icon image\" title=\"\u9075\u5b88SEC\u7684\u89c4\u5b9a\" \/><\/span><\/div><div class=\"et_pb_text_9 et_pb_text et_pb_bg_layout_light et_animated et_pb_module et_block_module\"><div class=\"et_pb_text_inner\"><h2>\u7f8e\u56fd\u8bc1\u5238\u4ea4\u6613\u59d4\u5458\u4f1a\u7684\u8bc1\u5238\u53d1\u884c\u6539\u9769<\/h2>\n<\/div><\/div><div class=\"et_pb_divider_3 et_pb_divider et_pb_space et_pb_divider_position_top et_animated et_pb_module\"><div class=\"et_pb_divider_internal\"><\/div><\/div><div class=\"et_pb_text_10 et_pb_text et_pb_bg_layout_light et_animated et_pb_module et_block_module et_pb_text_align_center\"><div class=\"et_pb_text_inner\"><p>2005\u5e747\u670819\u65e5<\/p>\n<\/div><\/div><div class=\"et_pb_module et_pb_button_module_wrapper et_pb_button_2_wrapper\"><a class=\"et_pb_button_2 et_pb_button et_pb_bg_layout_light et_animated et_pb_module et_block_module\" href=\"https:\/\/21628302.fs1.hubspotusercontent-na1.net\/hubfs\/21628302\/SEC%20Letters\/33-85911.pdf\" target=\"_blank\" data-icon=\"E\">\u4e0b\u8f7d<\/a><\/div><\/div><div class=\"et_pb_column_7 et_pb_column et_pb_column_1_2 et-last-child et_block_column et_pb_css_mix_blend_mode_passthrough\" id=\"Rule17g-5\"><div class=\"et_pb_image_5 et_pb_image et_animated et_pb_module et_block_module\"><span class=\"et_pb_image_wrap\"><img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-Adherence.svg\" width=\"150\" height=\"149\" srcset=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-Adherence.svg 150w\" class=\"wp-image-255\" alt=\"SEC Adherence icon image\" title=\"\u9075\u5b88SEC\u7684\u89c4\u5b9a\" \/><\/span><\/div><div class=\"et_pb_text_11 et_pb_text et_pb_bg_layout_light et_animated et_pb_module et_block_module\"><div class=\"et_pb_text_inner\"><h2>\u89c4\u521917g-5<\/h2>\n<\/div><\/div><div class=\"et_pb_divider_4 et_pb_divider et_pb_space et_pb_divider_position_top et_animated et_pb_module\"><div class=\"et_pb_divider_internal\"><\/div><\/div><div class=\"et_pb_text_12 et_pb_text et_pb_bg_layout_light et_animated et_pb_module et_block_module et_pb_text_align_center\"><div class=\"et_pb_text_inner\"><p>2010\u5e7411\u67081\u65e5<\/p>\n<\/div><\/div><div class=\"et_pb_module et_pb_button_module_wrapper et_pb_button_3_wrapper\"><a class=\"et_pb_button_3 et_pb_button et_pb_bg_layout_light et_animated et_pb_module et_block_module\" href=\"https:\/\/21628302.fs1.hubspotusercontent-na1.net\/hubfs\/21628302\/SEC%20Letters\/s70409-90.pdf\" target=\"_blank\" data-icon=\"E\">\u4e0b\u8f7d<\/a><\/div><\/div><\/div><div class=\"et_pb_row_5 et_pb_row et_block_row\"><div class=\"et_pb_column_8 et_pb_column et_pb_column_4_4 et-last-child et_block_column et_pb_css_mix_blend_mode_passthrough\" id=\"MSO\"><div class=\"et_pb_image_6 et_pb_image et_animated et_pb_module et_block_module\"><span class=\"et_pb_image_wrap\"><img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-Adherence.svg\" width=\"150\" height=\"149\" srcset=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-Adherence.svg 150w\" class=\"wp-image-255\" alt=\"SEC Adherence icon image\" title=\"\u9075\u5b88SEC\u7684\u89c4\u5b9a\" \/><\/span><\/div><div class=\"et_pb_text_13 et_pb_text et_pb_bg_layout_light et_animated et_pb_module et_block_module\"><div class=\"et_pb_text_inner\"><h2>\u5e02\u653f\u8bc1\u5238\u53d1\u884c<\/h2>\n<\/div><\/div><div class=\"et_pb_divider_5 et_pb_divider et_pb_space et_pb_divider_position_top et_animated et_pb_module\"><div class=\"et_pb_divider_internal\"><\/div><\/div><div class=\"et_pb_text_14 et_pb_text et_pb_bg_layout_light et_animated et_pb_module et_block_module et_pb_text_align_center\"><div class=\"et_pb_text_inner\"><p>2013\u5e741\u670829\u65e5<\/p>\n<\/div><\/div><div class=\"et_pb_module et_pb_button_module_wrapper et_pb_button_4_wrapper\"><a class=\"et_pb_button_4 et_pb_button et_pb_bg_layout_light et_animated et_pb_module et_block_module\" href=\"https:\/\/21628302.fs1.hubspotusercontent-na1.net\/hubfs\/21628302\/SEC%20Letters\/NetRoadshow_1_29_2013.pdf\" target=\"_blank\" data-icon=\"E\">\u4e0b\u8f7d<\/a><\/div><\/div><\/div><\/div>\n","protected":false},"excerpt":{"rendered":"","protected":false},"author":2,"featured_media":859,"parent":1047,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"content-type":"","footnotes":""},"dipi_cpt_category":[],"class_list":["post-1049","page","type-page","status-publish","has-post-thumbnail","hentry"],"_links":{"self":[{"href":"https:\/\/go.netroadshow.com\/zh-hans\/wp-json\/wp\/v2\/pages\/1049","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/go.netroadshow.com\/zh-hans\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/go.netroadshow.com\/zh-hans\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/go.netroadshow.com\/zh-hans\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/go.netroadshow.com\/zh-hans\/wp-json\/wp\/v2\/comments?post=1049"}],"version-history":[{"count":2,"href":"https:\/\/go.netroadshow.com\/zh-hans\/wp-json\/wp\/v2\/pages\/1049\/revisions"}],"predecessor-version":[{"id":27585773,"href":"https:\/\/go.netroadshow.com\/zh-hans\/wp-json\/wp\/v2\/pages\/1049\/revisions\/27585773"}],"up":[{"embeddable":true,"href":"https:\/\/go.netroadshow.com\/zh-hans\/wp-json\/wp\/v2\/pages\/1047"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/go.netroadshow.com\/zh-hans\/wp-json\/wp\/v2\/media\/859"}],"wp:attachment":[{"href":"https:\/\/go.netroadshow.com\/zh-hans\/wp-json\/wp\/v2\/media?parent=1049"}],"wp:term":[{"taxonomy":"dipi_cpt_category","embeddable":true,"href":"https:\/\/go.netroadshow.com\/zh-hans\/wp-json\/wp\/v2\/dipi_cpt_category?post=1049"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}