{"id":1048,"date":"2022-11-25T15:56:18","date_gmt":"2022-11-25T15:56:18","guid":{"rendered":"https:\/\/gonrsprod.wpenginepowered.com\/%e6%b3%95%e5%be%8b\/sec%e5%8e%b3%e5%ae%88\/"},"modified":"2026-07-30T16:12:06","modified_gmt":"2026-07-30T16:12:06","slug":"sec%e5%8e%b3%e5%ae%88","status":"publish","type":"page","link":"https:\/\/go.netroadshow.com\/ja\/%e6%b3%95%e5%be%8b\/sec%e5%8e%b3%e5%ae%88\/","title":{"rendered":"SEC\u53b3\u5b88"},"content":{"rendered":"\n<div class=\"et_pb_section_0 et_pb_section et_section_regular et_block_section et_animated\"><div class=\"et_pb_row_0 et_pb_row et_block_row\"><div class=\"et_pb_column_0 et_pb_column et_pb_column_4_4 et-last-child et_block_column et_pb_css_mix_blend_mode_passthrough\"><div class=\"et_pb_text_0 et_pb_text et_pb_bg_layout_dark et_pb_module et_block_module\"><div class=\"et_pb_text_inner\"><h1>SEC\u53b3\u5b88<\/h1>\n<\/div><\/div><div class=\"et_pb_text_1 et_pb_text et_pb_bg_layout_dark et_pb_module et_block_module\"><div class=\"et_pb_text_inner\"><p>\u5f53\u793e\u306f\u3001\u5f53\u793e\u306e\u30b5\u30fc\u30d3\u30b9\u5185\u5bb9\u306b\u5f71\u97ff\u3092\u4e0e\u3048\u308b\u53ef\u80fd\u6027\u306e\u3042\u308bSEC\u304a\u3088\u3073\u56fd\u969b\u7684\u306a\u6cd5\u898f\u5236\u3092\u7d99\u7d9a\u7684\u306b\u76e3\u8996\u3057\u3001\u898b\u76f4\u3057\u3066\u3044\u307e\u3059\u3002<\/p>\n<\/div><\/div><\/div><\/div><\/div><div class=\"et_pb_section_1 et_pb_section et_section_regular et_block_section\"><div class=\"et_pb_row_1 et_pb_row et_pb_equal_columns et_block_row et_animated\"><div class=\"et_pb_column_1 et_pb_column et_pb_column_1_2 et_block_column et_pb_css_mix_blend_mode_passthrough\"><div class=\"et_pb_image_0 et_pb_image et_animated et_pb_module et_block_module\"><span class=\"et_pb_image_wrap\"><img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-correspondence.png\" width=\"600\" height=\"600\" srcset=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-correspondence.png 600w, https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-correspondence-480x480.png 480w\" sizes=\"(min-width: 0px) and (max-width: 480px) 480px, (min-width: 481px) 600px, 100vw\" class=\"wp-image-391\" alt=\"SEC correspondence image\" title=\"SEC-correspondence\" \/><\/span><\/div><\/div><div class=\"et_pb_column_2 et_pb_column et_pb_column_1_2 et-last-child et_block_column et_pb_css_mix_blend_mode_passthrough\"><div class=\"et_pb_text_2 et_pb_text et_pb_bg_layout_dark et_animated et_pb_module et_block_module\"><div class=\"et_pb_text_inner\"><h2>SEC\u30fb\u898f\u5236\u5f53\u5c40\u3068\u306e\u5bfe\u5fdc<\/h2>\n<\/div><\/div><div class=\"et_pb_divider_0 et_pb_divider et_pb_space et_pb_divider_position_top et_animated et_pb_module\"><div class=\"et_pb_divider_internal\"><\/div><\/div><div class=\"et_pb_text_3 et_pb_text et_pb_bg_layout_light et_animated et_pb_module et_block_module\"><div class=\"et_pb_text_inner\"><p>NetRoadshow\u306f\u30011996\u5e74\u521d\u3081\u306b\u7c73\u56fd\u8a3c\u5238\u53d6\u5f15\u59d4\u54e1\u4f1a\uff08SEC\uff09\u3068\u5354\u529b\u3057\u3001\u53b3\u3057\u3044\u30ac\u30a4\u30c9\u30e9\u30a4\u30f3\u306e\u4e0b\u3067\u96fb\u5b50\u30ed\u30fc\u30c9\u30b7\u30e7\u30fc\u3092\u63d0\u4f9b\u3059\u308b\u8a31\u53ef\u3092\u5f97\u307e\u3057\u305f\u3002 1997\u5e747\u6708\u3001NetRoadshow\u306f\u3001SEC\u304b\u3089SEC No-Action Letter\u3068\u3044\u3046\u5f62\u3067\u3001\u30a4\u30f3\u30bf\u30fc\u30cd\u30c3\u30c8\u4e0a\u3067\u30c7\u30b8\u30bf\u30eb\u30ed\u30fc\u30c9\u30b7\u30e7\u30fc\u3092\u63d0\u4f9b\u3059\u308b\u8a31\u53ef\u3092\u53d7\u3051\u305f\u6700\u521d\u306e\u4f1a\u793e\u3068\u306a\u308a\u307e\u3057\u305f\u3002<\/p>\n<p>2004\u5e74\u3001NetRoadshow\u306fSEC\u3068\u7dca\u5bc6\u306b\u9023\u643a\u3057\u3001\u96fb\u5b50\u30ed\u30fc\u30c9\u30b7\u30e7\u30fc\u3078\u306e\u30a2\u30d7\u30ed\u30fc\u30c1\u3092\u898b\u76f4\u3059\u3053\u3068\u306b\u7740\u624b\u3057\u307e\u3057\u305f\u3002 \u65b0\u3057\u3044\u898f\u5247\uff08\u898f\u5247433\uff09\u306f2005\u5e7412\u6708\u306b\u65bd\u884c\u3055\u308c\u307e\u3057\u305f\u3002 NetRoadshow\u306f\u3001\u30ed\u30f3\u30c9\u30f3\u306b\u62e0\u70b9\u3092\u7f6e\u304fFCA\uff08Financial Conduct Authority\uff09\u3084\u3001\u9999\u6e2f\u3084\u65e5\u672c\u306e\u696d\u754c\u95a2\u4fc2\u8005\u3068\u3082\u9023\u643a\u3057\u3066\u3044\u307e\u3059\u3002<\/p>\n<\/div><\/div><div class=\"et_pb_image_1 et_pb_image et_animated et_pb_module et_block_module\"><span class=\"et_pb_image_wrap\"><img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-correspondence.png\" width=\"600\" height=\"600\" srcset=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-correspondence.png 600w, https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-correspondence-480x480.png 480w\" sizes=\"(min-width: 0px) and (max-width: 480px) 480px, (min-width: 481px) 600px, 100vw\" class=\"wp-image-391\" alt=\"SEC correspondence image\" title=\"SEC-correspondence\" \/><\/span><\/div><\/div><\/div><\/div><div class=\"et_pb_section_2 et_pb_section et_section_regular et_block_section\"><div class=\"et_pb_row_2 et_pb_row et_block_row\"><div class=\"et_pb_column_3 et_pb_column et_pb_column_4_4 et-last-child et_block_column et_pb_css_mix_blend_mode_passthrough\"><div class=\"et_pb_text_4 et_pb_text et_pb_bg_layout_light et_animated et_pb_module et_block_module\"><div class=\"et_pb_text_inner\"><p>\u5f53\u793e\u306e\u30b5\u30fc\u30d3\u30b9\u306b\u9069\u7528\u3055\u308c\u308bSEC\u901a\u4fe1\u3084\u898f\u5247\u3078\u306e\u30ea\u30f3\u30af\u306f\u4ee5\u4e0b\u306e\u3068\u304a\u308a\u3067\u3059\u3002<\/p>\n<\/div><\/div><\/div><\/div><div class=\"et_pb_row_3 et_pb_row et_block_row\"><div class=\"et_pb_column_4 et_pb_column et_pb_column_1_2 et_block_column et_pb_css_mix_blend_mode_passthrough\" id=\"No-Action\"><div class=\"et_pb_image_2 et_pb_image et_animated et_pb_module et_block_module\"><span class=\"et_pb_image_wrap\"><img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-Adherence.svg\" width=\"150\" height=\"149\" srcset=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-Adherence.svg 150w\" class=\"wp-image-255\" alt=\"SEC Adherence icon image\" title=\"SEC\u53b3\u5b88\" \/><\/span><\/div><div class=\"et_pb_text_5 et_pb_text et_pb_bg_layout_light et_animated et_pb_module et_block_module\"><div class=\"et_pb_text_inner\"><h2>\u30ce\u30fc\u30a2\u30af\u30b7\u30e7\u30f3\u30ec\u30bf\u30fc<\/h2>\n<\/div><\/div><div class=\"et_pb_divider_1 et_pb_divider et_pb_space et_pb_divider_position_top et_animated et_pb_module\"><div class=\"et_pb_divider_internal\"><\/div><\/div><div class=\"et_pb_text_6 et_pb_text et_pb_bg_layout_light et_animated et_pb_module et_block_module et_pb_text_align_center\"><div class=\"et_pb_text_inner\"><p>1997\u5e749\u67088\u65e5<\/p>\n<\/div><\/div><div class=\"et_pb_module et_pb_button_module_wrapper et_pb_button_0_wrapper\"><a class=\"et_pb_button_0 et_pb_button et_pb_bg_layout_light et_animated et_pb_module et_block_module\" href=\"https:\/\/21628302.fs1.hubspotusercontent-na1.net\/hubfs\/21628302\/SEC%20Letters\/09-08-97.pdf\" target=\"_blank\" data-icon=\"E\">\u30c0\u30a6\u30f3\u30ed\u30fc\u30c9<\/a><\/div><\/div><div class=\"et_pb_column_5 et_pb_column et_pb_column_1_2 et-last-child et_block_column et_pb_css_mix_blend_mode_passthrough\" id=\"QIB\"><div class=\"et_pb_image_3 et_pb_image et_animated et_pb_module et_block_module\"><span class=\"et_pb_image_wrap\"><img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-Adherence.svg\" width=\"150\" height=\"149\" srcset=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-Adherence.svg 150w\" class=\"wp-image-255\" alt=\"SEC Adherence icon image\" title=\"SEC\u53b3\u5b88\" \/><\/span><\/div><div class=\"et_pb_text_7 et_pb_text et_pb_bg_layout_light et_animated et_pb_module et_block_module\"><div class=\"et_pb_text_inner\"><h2>\u9069\u683c\u6a5f\u95a2\u6295\u8cc7\u5bb6\uff08QIB\uff09<\/h2>\n<\/div><\/div><div class=\"et_pb_divider_2 et_pb_divider et_pb_space et_pb_divider_position_top et_animated et_pb_module\"><div class=\"et_pb_divider_internal\"><\/div><\/div><div class=\"et_pb_text_8 et_pb_text et_pb_bg_layout_light et_pb_module et_block_module et_pb_text_align_center\"><div class=\"et_pb_text_inner\"><p>1998\u5e741\u670830\u65e5<\/p>\n<\/div><\/div><div class=\"et_pb_module et_pb_button_module_wrapper et_pb_button_1_wrapper\"><a class=\"et_pb_button_1 et_pb_button et_pb_bg_layout_light et_animated et_pb_module et_block_module\" href=\"https:\/\/21628302.fs1.hubspotusercontent-na1.net\/hubfs\/21628302\/SEC%20Letters\/01-30-98.pdf\" target=\"_blank\" data-icon=\"E\">\u30c0\u30a6\u30f3\u30ed\u30fc\u30c9<\/a><\/div><\/div><\/div><div class=\"et_pb_row_4 et_pb_row et_block_row\"><div class=\"et_pb_column_6 et_pb_column et_pb_column_1_2 et_block_column et_pb_css_mix_blend_mode_passthrough\" id=\"Offering-Reform\"><div class=\"et_pb_image_4 et_pb_image et_animated et_pb_module et_block_module\"><span class=\"et_pb_image_wrap\"><img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-Adherence.svg\" width=\"150\" height=\"149\" srcset=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-Adherence.svg 150w\" class=\"wp-image-255\" alt=\"SEC Adherence icon image\" title=\"SEC\u53b3\u5b88\" \/><\/span><\/div><div class=\"et_pb_text_9 et_pb_text et_pb_bg_layout_light et_animated et_pb_module et_block_module\"><div class=\"et_pb_text_inner\"><h2>SEC\u8a3c\u5238\u516c\u52df\u5236\u5ea6\u6539\u9769<\/h2>\n<\/div><\/div><div class=\"et_pb_divider_3 et_pb_divider et_pb_space et_pb_divider_position_top et_animated et_pb_module\"><div class=\"et_pb_divider_internal\"><\/div><\/div><div class=\"et_pb_text_10 et_pb_text et_pb_bg_layout_light et_animated et_pb_module et_block_module et_pb_text_align_center\"><div class=\"et_pb_text_inner\"><p>2005\u5e747\u670819\u65e5<\/p>\n<\/div><\/div><div class=\"et_pb_module et_pb_button_module_wrapper et_pb_button_2_wrapper\"><a class=\"et_pb_button_2 et_pb_button et_pb_bg_layout_light et_animated et_pb_module et_block_module\" href=\"https:\/\/21628302.fs1.hubspotusercontent-na1.net\/hubfs\/21628302\/SEC%20Letters\/33-85911.pdf\" target=\"_blank\" data-icon=\"E\">\u30c0\u30a6\u30f3\u30ed\u30fc\u30c9<\/a><\/div><\/div><div class=\"et_pb_column_7 et_pb_column et_pb_column_1_2 et-last-child et_block_column et_pb_css_mix_blend_mode_passthrough\" id=\"Rule17g-5\"><div class=\"et_pb_image_5 et_pb_image et_animated et_pb_module et_block_module\"><span class=\"et_pb_image_wrap\"><img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-Adherence.svg\" width=\"150\" height=\"149\" srcset=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-Adherence.svg 150w\" class=\"wp-image-255\" alt=\"SEC Adherence icon image\" title=\"SEC\u53b3\u5b88\" \/><\/span><\/div><div class=\"et_pb_text_11 et_pb_text et_pb_bg_layout_light et_animated et_pb_module et_block_module\"><div class=\"et_pb_text_inner\"><h2>\u898f\u524717g-5<\/h2>\n<\/div><\/div><div class=\"et_pb_divider_4 et_pb_divider et_pb_space et_pb_divider_position_top et_animated et_pb_module\"><div class=\"et_pb_divider_internal\"><\/div><\/div><div class=\"et_pb_text_12 et_pb_text et_pb_bg_layout_light et_animated et_pb_module et_block_module et_pb_text_align_center\"><div class=\"et_pb_text_inner\"><p>2010\u5e7411\u67081\u65e5<\/p>\n<\/div><\/div><div class=\"et_pb_module et_pb_button_module_wrapper et_pb_button_3_wrapper\"><a class=\"et_pb_button_3 et_pb_button et_pb_bg_layout_light et_animated et_pb_module et_block_module\" href=\"https:\/\/21628302.fs1.hubspotusercontent-na1.net\/hubfs\/21628302\/SEC%20Letters\/s70409-90.pdf\" target=\"_blank\" data-icon=\"E\">\u30c0\u30a6\u30f3\u30ed\u30fc\u30c9<\/a><\/div><\/div><\/div><div class=\"et_pb_row_5 et_pb_row et_block_row\"><div class=\"et_pb_column_8 et_pb_column et_pb_column_4_4 et-last-child et_block_column et_pb_css_mix_blend_mode_passthrough\" id=\"MSO\"><div class=\"et_pb_image_6 et_pb_image et_animated et_pb_module et_block_module\"><span class=\"et_pb_image_wrap\"><img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-Adherence.svg\" width=\"150\" height=\"149\" srcset=\"https:\/\/go.netroadshow.com\/wp-content\/uploads\/2022\/12\/SEC-Adherence.svg 150w\" class=\"wp-image-255\" alt=\"SEC Adherence icon image\" title=\"SEC\u53b3\u5b88\" \/><\/span><\/div><div class=\"et_pb_text_13 et_pb_text et_pb_bg_layout_light et_animated et_pb_module et_block_module\"><div class=\"et_pb_text_inner\"><h2>\u5730\u65b9\u50b5\u306e\u767a\u884c<\/h2>\n<\/div><\/div><div class=\"et_pb_divider_5 et_pb_divider et_pb_space et_pb_divider_position_top et_animated et_pb_module\"><div class=\"et_pb_divider_internal\"><\/div><\/div><div class=\"et_pb_text_14 et_pb_text et_pb_bg_layout_light et_animated et_pb_module et_block_module et_pb_text_align_center\"><div class=\"et_pb_text_inner\"><p>2013\u5e741\u670829\u65e5<\/p>\n<\/div><\/div><div class=\"et_pb_module et_pb_button_module_wrapper et_pb_button_4_wrapper\"><a class=\"et_pb_button_4 et_pb_button et_pb_bg_layout_light et_animated et_pb_module et_block_module\" href=\"https:\/\/21628302.fs1.hubspotusercontent-na1.net\/hubfs\/21628302\/SEC%20Letters\/NetRoadshow_1_29_2013.pdf\" target=\"_blank\" data-icon=\"E\">\u30c0\u30a6\u30f3\u30ed\u30fc\u30c9<\/a><\/div><\/div><\/div><\/div>\n","protected":false},"excerpt":{"rendered":"","protected":false},"author":2,"featured_media":625,"parent":1046,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"content-type":"","footnotes":""},"dipi_cpt_category":[],"class_list":["post-1048","page","type-page","status-publish","has-post-thumbnail","hentry"],"_links":{"self":[{"href":"https:\/\/go.netroadshow.com\/ja\/wp-json\/wp\/v2\/pages\/1048","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/go.netroadshow.com\/ja\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/go.netroadshow.com\/ja\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/go.netroadshow.com\/ja\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/go.netroadshow.com\/ja\/wp-json\/wp\/v2\/comments?post=1048"}],"version-history":[{"count":2,"href":"https:\/\/go.netroadshow.com\/ja\/wp-json\/wp\/v2\/pages\/1048\/revisions"}],"predecessor-version":[{"id":27585772,"href":"https:\/\/go.netroadshow.com\/ja\/wp-json\/wp\/v2\/pages\/1048\/revisions\/27585772"}],"up":[{"embeddable":true,"href":"https:\/\/go.netroadshow.com\/ja\/wp-json\/wp\/v2\/pages\/1046"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/go.netroadshow.com\/ja\/wp-json\/wp\/v2\/media\/625"}],"wp:attachment":[{"href":"https:\/\/go.netroadshow.com\/ja\/wp-json\/wp\/v2\/media?parent=1048"}],"wp:term":[{"taxonomy":"dipi_cpt_category","embeddable":true,"href":"https:\/\/go.netroadshow.com\/ja\/wp-json\/wp\/v2\/dipi_cpt_category?post=1048"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}